Commodity Futures Trading Commission Act

Results: 1755



#Item
331Financial markets / Derivative / Algorithmic trading / Hedge fund / Australian Securities and Investments Commission / Commodity Futures Modernization Act / Financial economics / Investment / Finance

26 November 2013 First Derivatives plc ("First Derivatives" or the "Company") ASIC goes live with new surveillance system – First Derivatives First Derivatives (AIM: FDP.L, ESM:FDP.I), a leading provider of software an

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Source URL: www.firstderivatives.com

Language: English - Date: 2013-11-26 05:08:36
332Commodity Futures Trading Commission / Financial markets / Deposit account / Futures contract / Bank / OneChicago /  LLC / Margin / Custodial account / Securities Exchange Act / Financial economics / Finance / Financial system

JAC Regulatory Update #04-04 CFTC Adoption of Risk Based Capital and Other Reporting Requirements August 20, 2004 Page 2

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:39:48
333Financial regulation / Financial system / Commodity Exchange Act / Futures contract / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Financial economics / Financial markets

Microsoft Word - 12_commod_inv_cost_bene--.doc

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Source URL: www.ici.org

Language: English
334Financial markets / United States securities law / United States Securities and Exchange Commission / 106th United States Congress / Commodity Futures Modernization Act / Enron / Commodity Futures Trading Commission / Futures contract / Short / Financial economics / Finance / Financial system

Thursday, October 4, 2001 Part VI Commodity Futures

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Source URL: www.cftc.gov

Language: English
335Financial markets / Futures contract / Options Clearing Corporation / Commodity Futures Trading Commission / Commodity Futures Modernization Act / Margin / Short / CME SPAN / Futures exchange / Financial economics / Finance / Financial system

Thursday, October 4, 2001 Part III Commodity Futures

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Source URL: www.cftc.gov

Language: English
336Commodity Futures Modernization Act / Financial system / Finance / Commodity Futures Trading Commission / Futures contract / Financial economics

Joint Audit Committee Regulatory Alert TO: Chief Executive Officers Chief Financial Officers

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:42:13
337Financial markets / Financial system / Commodity Futures Trading Commission / National Futures Association / Commodity Exchange Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity pool / Futures contract / Securities regulation in the United States / Financial economics / Commodities market / Finance

Microsoft Word - Draft letter on 4 5 proposal[removed]_2_

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Source URL: www.ici.org

Language: English
338LCH.Clearnet / Financial markets / Commodity Futures Trading Commission / Futures contract / Futures exchange / Options Clearing Corporation / Clearing Corporation / Derivative / ACT / Financial economics / Financial system / Finance

Microsoft Word[removed]Proposed CFTC Regulations[removed]and[removed]August 2011.doc

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:41:21
339United States securities law / Financial markets / 73rd United States Congress / United States Securities and Exchange Commission / 106th United States Congress / Commodity Futures Modernization Act / Commodity Futures Trading Commission / U.S. Securities and Exchange Commission / Futures contract / Financial economics / Financial system / Finance

[removed]Federal Register / Vol. 66, No[removed]Monday, August 27, [removed]Rules and Regulations prior to the accomplishment of 10,000 flight cycles, or within 2,000 flight cycles after the

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Source URL: www.cftc.gov

Language: English
340United States securities law / Financial system / Finance / Options Clearing Corporation / Commodity Futures Trading Commission / Securities Exchange Act / Security / Securities Act / Futures contract / Financial economics / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]July 10, 2013 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice in Connection With

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Source URL: www.sec.gov

Language: English - Date: 2013-07-11 06:12:34
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